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Plainfield NJ Broker Dealer Compliance Jobs

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Staff Accountant

Hold Brothers - New York City, NY
Staff Accountant: Hold Brothers Capital, LLC, a leading-clearing proprietary broker-dealer, is seeking a staff accountant to join the team. ...
Created: 2020-09-12

Group Manager, IT Risk Management

BNY Mellon Corporation - New York City, NY
Clearing, Markets Issuer Services Technology (CMIST) is responsible for application development and support for critical business systems including Repo ...
Created: 2020-09-22

KYC Operations Analyst

Kforce - Jersey City, NJ
Kforce has a client in search of a KYC Operations Analyst in Jersey City, NJ.Key Tasks:Conducts initial analysis of new account EDD packagesMaintain ...
Created: 2020-09-12

U.S. Compliance Risk Assessment Coordinator, Senior Manager

Scotiabank - New York City, NY
U.S. Compliance Risk Assessment Coordinator, Senior Manager Requisition ID: 89097 Join the Global Community of Scotiabankers to help customers become ...
Created: 2020-09-12

Compliance Associate

Brookfield Multiplex - New York City, NY
Compliance Associate Brookfield Asset Management Brookfield Asset Management (BAM) is seeking a Compliance Associate to join its Corporate Compliance ...
Created: 2020-09-12

Director Compliance Risk Assessment

Job Details Full-timeEstimated: $100,000 - $130,000 a year8 hours ago Qualifications - Risk management - Analysis skills - Financial services - Banking - ...
Created: 2020-09-12

Chief Compliance Officer

Mission Staffing - new york city, NY
Growing FinTech Firm in NYC seekin Chief Compliance Officer. The role reports into the CEO of Brokerage, and is looking for a go-getter to build up the ...
Created: 2020-09-17

Senior Accountant

Kforce Finance and Accounting - New York City, NY
RESPONSIBILITIES:Kforce's client, a leading broker/dealer headquartered in New York, NY, is looking for a Senior Accountant. This is a company with a ...
Created: 2020-09-12

Chief Compliance Officer, Cash App Investing

Square - New York City, NY
{This position can be based in our Portland, San Francisco, Oakland or New York office or remote.} Square has recently introduced a new feature called ...
Created: 2020-09-12

Compliance Manager

Wedbush Securities - New York City, NY
Wedbush Securities is one of the largest full-service securities firms and investment banks in the nation. The Capital Markets group provides ...
Created: 2020-09-12

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Plainfield NJ Broker Dealer Compliance Jobs