Job Description:

Job Responsibilities Monitor and assist with daily operations including clients' services matters, monitoring clients' trading activities and money movement. Help identify and draft requirements and testing plans for the development of a back-office system Managereconcile daily cash balances and oversee cash reporting and projections. Process fund in out transactions for clients and brokers. Perform regular bank verification and global sanctions monitoringscreening checks and oversight on existing clients within the system. Respond to various complex operational issues for both internal and external clients. Responsible for daily trade settlements, resolution of issues. ACAT processing Identify and implement Operational improvements.Perform other duties as assigned. Job Requirements Series 7 & 63 with the ability to obtain Series 24 within 6 months. Minimum of five years of Financial Services experience in Middle and Back-Office Operations Broad understanding of brokerage industry specifically Settlements, Corporate Actions, ACAT's, Reconciliation and Cashiering functions and associated regulations pertaining to these areas.Familiarity with 15c3-3 Customer Protection rulesIn-depth knowledge related to Financial Operation workflows and best practices. Knowledge related to US and HK market trading and settlement. Knowledge of Banking rules preferred. Ability to help with the development and growth of team members. Ability to clearly and effectively present concepts or issues to groups. Enjoy problem solving and working as part of a team in a fast-paced environment. Proficient in Microsoft Office.