Job Title:
Compliance Analyst

Company: Private Equity Firm

Location: new york city, NY

Created: 2024-04-26

Job Type: Full Time

Job Description:

Title: Compliance AnalystLocation: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after trainingCompensation: $100,000 - $120,000 base salary plus bonus.Job Overview: A prestigious private equity firm based in New York City is seeking a dedicated and experienced Compliance Analyst. This role involves working closely with the Compliance Officer to enhance and monitor the firm's compliance program. The successful candidate will play a key role in supporting daily compliance operations and contributing to the firm's adherence to regulatory standards.Responsibilities:Support the Compliance Officer in the daily management and monitoring of the compliance programAdminister and maintain the firm's Code of Ethics, managing personal trading, political contributions, outside business activities, and compliance certificationsReview and assess potential conflicts or violations of the firm's Code of Ethics regularlyUpdate the firm's compliance manual and handle regulatory filingsConduct various compliance tests and oversee compliance activitiesFacilitate new hire compliance training and support the annual compliance reviewOrganize compliance documentation such as compliance logs, calendars, and side letter matricesReview marketing materials for compliance and liaise with internal groups and external service providersMonitor regulatory developments and provide ad-hoc support for compliance and legal operationsQualifications:1-3 years of compliance experience in a hedge fund, asset management firm, private equity, or compliance consultancyKnowledgeable of the Investment Advisers Act of 1940 and related regulations, Rule 204A-1Bachelor's degree required with good GPAStrong attention to detail, proactive and self-motivated with excellent organizational and project management skillsHigh level of discretion and confidentiality, strong communication skillsProficiency in Microsoft Office applicationsApplication Notice: Qualified candidates will be contacted within 3 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion[37650]