Job Title:
Senior Compliance Manager

Company: Partners Capital

Location: boston, MA

Created: 2024-04-20

Job Type: Full Time

Job Description:

Partners Capital is seeking a Compliance Principal to join our US Compliance team to contribute to the development and monitoring of the closed-end Registered Fund US compliance program and ensure adherence to regulations and to industry best practices. The person will interact heavily on a daily basis with all employees, including Partners. As a fast growing, 250+ person company, we seek someone who is motivated, a self-starter, adaptable and comfortable working on a small team in a fast-paced, entrepreneurial environment.Position Responsibilities The Compliance Principal will primarily be responsible for:Oversee and assist with day to day registered closed-end fund compliance program to ensure all actions are completed within deadlines e.g. testing, monitoring, etc.Draft and update relevant compliance policies and proceduresReview marketing materialsOversee and assist with periodic reporting to registered fund Board and Primary AdviserAssist with the preparation of registered fund and adviser regulatory filingsAssist in the preparation of annual compliance matters, e.g. annual 206(4)-7 reviewProvide relevant compliance training to internal teamRespond to compliance-related inquiries from team members.Respond to inquiries from regulatorsConduct research on new and upcoming compliance rules and matters and provide recommendations to relevant team membersQualifications Attributes Bachelor's Degree, concentrating in finance, accounting, economics, or legal studies is preferred. 7-10 years of experience supporting an alternatives asset management compliance program that includes Investment Company Act requirements (experience with tender offer or interval funds a plus). Experience in a relevant legal role or a compliance consulting role will also be consideredExtensive knowledge of the Investment Company Act and the Investment Advisers ActHigh proficiency in Microsoft Office (Excel, PowerPoint, Word, Outlook); experience with VBA, Python, or other data science language is a major boostExcellent problem-solving and interpersonal sillsStrong ethical standardsAbility to thrive in a collaborative working environmentIntellectually curious and a team player who is willing to do whatever it takes to contribute to the success of the business.Benefits Partners Capital is committed to being a great place to work. We are focused both on wellbeing and professional growth. You can expect professional development and career progression opportunities, competitive compensation, exceptional benefits, and a flexible "results-focused" working model. Our benefits package includes medical, dental, and vision insurance, short and long-term disability insurance, life insurance, flexible spending accounts, commuter benefits, paid time off and a 401(k) plan with employer matching. The Firm also supports global philanthropy via a charity program and volunteer day. In addition, we champion a variety of wellness and social events.Contact Details Please send your CV to with the subject: Senior Compliance Manager - Registered Funds. Further information about Partners Capital is available on our website